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                                          47534            Federal Register / Vol. 73, No. 158 / Thursday, August 14, 2008 / Rules and Regulations

                                          by the Coast Guard Patrol Commander,                    118 Stat. 2809 (2004)). In addition, this             Law 110­149, 121 Stat. 1819 (2007),
                                          no person or vessel may enter or remain                 final rule changes the addresses for                  Public Law 110­137, 121 Stat. 1454
                                          in the regulated area.                                  maintenance fee payments and                          (2007), Public Law 110­116, 121 Stat.
                                             (2) The operator of any vessel in the                correspondence, and deposit account                   1295 (2007), Public Law 110­92, 121
                                          regulated area must:                                    replenishments. The addresses are being               Stat. 989 (2007), Public Law 110­5, 121
                                             (i) Stop the vessel immediately when                 changed to reflect the current addresses              Stat. 8 (2007), Public Law 109­383, 120
                                          instructed to do so by the Official Patrol              that should be used.                                  Stat. 2678 (2006), Public Law 109­369,
                                          and then proceed as directed.                                                                                 120 Stat. 2642 (2006), and Public Law
                                                                                                  Background:
                                             (ii) All persons and vessels shall                                                                         109­289, 120 Stat. 1257 (2006).
                                          comply with the instructions of the                        Statutory Provisions: Patent fees are              Legislation is pending before Congress
                                          Official Patrol.                                        set by or under the authority provided                which, if enacted, would extend the
                                             (iii) When authorized to transit the                 in 35 U.S.C. 41, 119, 120, 132(b), 156,               patent and trademark fee provisions of
                                          regulated area, all vessels shall proceed               157(a), 255, 302, 311, 376, section                   the fiscal year 2005 Consolidated
                                          at the minimum speed necessary to                       532(a)(2) of the Uruguay Round                        Appropriations Act through fiscal year
                                          maintain a safe course that minimizes                   Agreements Act (URAA) (Pub. L. 103­                   2009 (through September 30, 2009). See
                                          wake near the race course.                              465, § 532(a)(2), 108 Stat. 4809, 4985                S. 3182, 110th Cong. (2008).
                                             (d) Enforcement period. This section                 (1994)), and section 4506 of the                         Fee Adjustment Level: The patent
                                          will be effective from 8 a.m. to 6 p.m.                 American Inventors Protection Act of                  statutory fee amounts established by 35
                                          on September 27, 2008.                                  1999 (AIPA) (Pub. L. 106­113, 113 Stat.               U.S.C. 41(a) and (b) are adjusted to
                                                                                                  1501, 1501A­565 (1999)). For fees paid                reflect fluctuations occurring during the
                                            Dated: August 4, 2008.
                                                                                                  under 35 U.S.C. 41(a) and (b) and                     twelve-month period from October 1,
                                          F.M. Rosa, Jr.,                                         132(b), independent inventors, small
                                          Rear Admiral, U.S. Coast Guard, District Five                                                                 2007, through September 30, 2008,
                                                                                                  business concerns, and nonprofit
                                          Commander.                                                                                                    correspondingly, in the Consumer Price
                                                                                                  organizations who meet the
                                          [FR Doc. E8­18789 Filed 8­13­08; 8:45 am]                                                                     Index for All Urban Consumers (CPI­U).
                                                                                                  requirements of 35 U.S.C. 41(h)(1) are
                                                                                                                                                        The Office of Management and Budget
                                          BILLING CODE 4910­15­P                                  entitled to a fifty-percent reduction.
                                                                                                     Section 41(d) of title 35, United States           has advised that in calculating these
                                                                                                  Code, authorizes the Director to                      fluctuations, the Office should use CPI­
                                                                                                  establish fees for all other processing,              U data as determined by the Secretary
                                          DEPARTMENT OF COMMERCE
                                                                                                  services, or materials related to patents             of Labor. In accordance with previous
                                          Patent and Trademark Office                             to recover the average cost of providing              fee-setting methodology, the Office
                                                                                                  these services or materials, except for               bases this fee adjustment on the
                                          37 CFR Parts 1 and 41                                   the fees for recording a document                     Administration's CPI­U for the twelve-
                                                                                                  affecting title, for each photocopy, for              month period ending September 30,
                                          [Docket No. PTO­C02008­0004]                                                                                  2008.
                                                                                                  each black and white copy of a patent,
                                          RIN 0651­AC21                                           and for standard library service.                        The Office published a notice
                                                                                                     Section 41(f) of title 35, United States           proposing to adjust the patent fees
                                          Revision of Patent Fees for Fiscal Year                 Code, provides that fee amounts                       charged under 35 U.S.C. 41(a), (b), and
                                          2009                                                    established under 35 U.S.C. 41(a) and                 (d)(1) for fiscal year 2009 to reflect
                                                                                                  (b) may be adjusted on October 1, 1992,               fluctuations in the CPI. See Revision of
                                          AGENCY:  United States Patent and
                                                                                                  and every year thereafter, to reflect                 Patent Fees for Fiscal Year 2009, 73 FR
                                          Trademark Office, Commerce.
                                                                                                  fluctuations in the CPI over the previous             31655 (June 3, 2008), 1331 Off. Gaz. Pat.
                                          ACTION: Final rule.
                                                                                                  twelve months.                                        Office 97 (June 24, 2008) (proposed
                                          SUMMARY: The United States Patent and                      Section 41(g) of title 35, United States           rule). While the proposed rule specified
                                          Trademark Office (Office) is adjusting                  Code, provides that new fee amounts                   fee amounts based upon a projected
                                          certain patent fee amounts for fiscal year              established by the Director under 35                  CPI­U of 4.0 percent, the proposed rule
                                          2009 to reflect fluctuations in the                     U.S.C. 41 may take effect thirty days                 indicated that the fee amounts adopted
                                          Consumer Price Index (CPI). The patent                  after notice in the Federal Register and              in a final rule may be based upon the
                                          statute provides for the annual CPI                     the Official Gazette of the United States             actual fluctuations in the CPI­U as
                                          adjustment of patent fees set by statute                Patent and Trademark Office.                          determined by the Secretary of Labor.
                                          to recover the higher costs associated                     The fiscal year 2005 Consolidated                  See Revision of Patent Fees for Fiscal
                                          with doing business. In addition, the                   Appropriations Act (section 801 of                    Year 2009, 73 FR at 31656, 1331­4 Off.
                                          Office is correcting the addresses for                  Division B) provided that 35 U.S.C.                   Gaz. Pat. Office at 98. After the date the
                                          maintenance fee payments and                            41(a), (b), and (d) shall be administered             proposed rule was published, the
                                          correspondence, and deposit account                     in a manner that revises patent                       projected CPI­U for the twelve-month
                                          replenishments.                                         application fees (35 U.S.C. 41(a)) and                period prior to the enactment of the fee
                                                                                                  patent maintenance fees (35 U.S.C.                    amount adjustments has increased from
                                          DATES:   Effective Date: October 2, 2008.               41(b)), and provides for a separate filing            4.0 percent to 5.0 percent. Thus, this
                                          FOR FURTHER INFORMATION CONTACT:                        fee (35 U.S.C. 41(a)), search fee (35                 final rule adjusts the patent fees charged
                                          Walter Schlueter by e-mail at                           U.S.C. 41(d)(1)), and examination fee                 under 35 U.S.C. 41(a), (b), and (d)(1) by
                                          Walter.Schlueter@uspto.gov, by                          (35 U.S.C. 41(a)(3)) during fiscal years              5.0 percent based upon the current
                                          telephone at (571) 272­6299, or by fax                  2005 and 2006. See Public Law 108­                    projected fluctuation in the CPI­U.
                                          at (571) 273­6299.                                      447, 118 Stat. 2809, 2924­30 (2004). The                 The fee amounts were rounded by
                                          SUPPLEMENTARY INFORMATION: The Office                   patent and trademark fee provisions of                applying standard arithmetic rules so
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                                          is adjusting certain patent fee amounts                 the fiscal year 2005 Consolidated                     that the amounts rounded will be
                                          in accordance with the applicable                       Appropriations Act were extended                      convenient to the user. Fees for other
                                          provisions of title 35, United States                   through September 30, 2008, by                        than a small entity of $100 or more were
                                          Code, as amended by the Consolidated                    subsequent legislation. See Public Law                rounded to the nearest $10. Fees of less
                                          Appropriations Act (Pub. L. 108­447,                    110­161, 121 Stat. 1844 (2007), Public                than $100 were rounded to an even


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                                                                 Federal Register / Vol. 73, No. 158 / Thursday, August 14, 2008 / Rules and Regulations                                                                            47535

                                          number so that any comparable small                                      and change of addresses, a discussion of                                    37 CFR 1.492 National stage fees:
                                          entity fee will be a whole number.                                       specific sections is set forth below.                                    Section 1.492, paragraphs (a), (b)(3),
                                            General Procedures: Any fee amount                                                                                                              (b)(4), (c)(2), (d) through (f), and (j), is
                                                                                                                   Discussion of Specific Rules
                                          that is paid on or after the effective date                                                                                                       revised to adjust fees established therein
                                          of the fee adjustment is subject to the                                     37 CFR 1.1 Addresses for non-                                         to reflect fluctuations in the CPI.
                                          new fees in effect. The amount of the fee                                trademark correspondence with the                                           37 CFR 41.20 Fees: Section 41.20,
                                          to be paid will be determined by the                                     United States Patent and Trademark                                       paragraphs (b)(1) through (b)(3), is
                                          time of filing. The time of filing will be                               Office. Section 1.1, paragraph (d), is                                   revised to adjust fees established therein
                                          determined either according to the date                                  revised to change the maintenance fee                                    to reflect fluctuations in the CPI.
                                          of receipt in the Office (37 CFR 1.6) or                                 payment and correspondence address.                                         Alternative Fee Amounts if Legislation
                                          the date reflected on a proper Certificate                                  37 CFR 1.16 National application                                      Extending the Patent and Trademark
                                          of Mailing or Transmission, where such                                   filing, search, and examination fees:                                    Fee Provisions of the Fiscal Year 2005
                                          a certificate is authorized under 37 CFR                                 Section 1.16, paragraphs (a) through (e),                                Consolidated Appropriations Act Is Not
                                          1.8. Use of a Certificate of Mailing or                                  (h) through (k), and (m) through (s), is                                 Enacted: If legislation that would extend
                                          Transmission is not authorized for items                                 revised to adjust fees established therein                               the patent and trademark fee provisions
                                          that are specifically excluded from the                                  to reflect fluctuations in the CPI.                                      of the fiscal year 2005 Consolidated
                                          provisions of 37 CFR 1.8. Items for                                         37 CFR 1.17 Patent application and                                    Appropriations Act into fiscal year 2009
                                          which a Certificate of Mailing or                                        reexamination processing fees: Section                                   is not enacted, patent fees under 35
                                          Transmission under 37 CFR 1.8 is not                                     1.17, paragraphs (a), (l), and (m), is                                   U.S.C. 41(a), (b), and (d) will become the
                                          authorized include, for example, filing                                  revised to adjust fees established therein                               patent fees in effect in the absence of the
                                          of national and international                                            to reflect fluctuations in the CPI.                                      fiscal year 2005 Consolidated
                                          applications for patents. See 37 CFR                                        37 CFR 1.18 Patent post allowance                                     Appropriations Act. In that event, the
                                          1.8(a)(2).                                                               (including issue) fees: Section 1.18,                                    Office will publish a final rule adjusting
                                            Patent-related correspondence                                          paragraphs (a) through (c), is revised to                                the patent fees under 35 U.S.C. 41(a),
                                          delivered by the ``Express Mail Post                                     adjust fees established therein to reflect                               (b), and (d) in effect in the absence of
                                          Office to Addressee'' service of the                                     fluctuations in the CPI.                                                 the fiscal year 2005 Consolidated
                                          United States Postal Service (USPS) is                                      37 CFR 1.20 Post issuance fees:                                       Appropriations Act to reflect
                                          considered filed or received in the                                      Section 1.20, paragraphs (c)(3), (c)(4),                                 fluctuations in the Consumer Price
                                          Office on the date of deposit with the                                   and (d) through (g), is revised to adjust                                Index (CPI­U). The following table
                                          USPS. See 37 CFR 1.10(a)(1). The date                                    fees established therein to reflect                                      (Table 1) sets out the fee amounts that
                                          of deposit with the USPS is shown by                                     fluctuations in the CPI.                                                 would be published in a final rule in the
                                          the ``date-in'' on the ``Express Mail''                                     37 CFR 1.25 Deposit accounts:                                         event that legislation extending the
                                          mailing label or other official USPS                                     Section 1.25, paragraph (c)(3), is revised                               patent and trademark fee provisions of
                                          notation.                                                                to change the deposit account                                            the fiscal year 2005 Consolidated
                                            To ensure clarity in the                                               replenishment address. In addition,                                      Appropriations Act into fiscal year 2009
                                          implementation of the new fee amounts                                    paragraph (c)(4) is removed.                                             is not enacted.

                                                                                                                                              TABLE 1
                                                                                                                                                                                                         Alternative fee    Alternative fee
                                                         37 CFR Sec.                                                                           Fee                                                           amount             amount
                                                                                                                                                                                                       (non-small entity)    (small entity)

                                          1.16(a) ..........................................    Basic filing fee--utility application .....................................................                       850.00              425.00
                                          1.16(b) ..........................................    Independent claims in excess of three .............................................                                94.00               47.00
                                          1.16(d) ..........................................    Multiple dependent claim ..................................................................                       330.00              165.00
                                          1.16(f) ...........................................   Basic filing fee--design application ..................................................                           380.00              190.00
                                          1.16(g) ..........................................    Basic filing fee--plant application .....................................................                         600.00              300.00
                                          1.16(h) ..........................................    Basic filing fee--reissue application .................................................                           850.00              425.00
                                          1.16(i) ...........................................   Independent claims in excess of three--reissue ..............................                                      94.00               47.00
                                          1.16(k) ..........................................    Basic filing fee--provisional application ............................................                            170.00               85.00
                                          1.17(a)(1) .....................................      Extension for response within first month .........................................                               120.00               60.00
                                          1.17(a)(2) .....................................      Extension for response within second month ...................................                                    480.00              240.00
                                          1.17(a)(3) .....................................      Extension for response within third month .......................................                               1,100.00              550.00
                                          1.17(a)(4) .....................................      Extension for response within fourth month .....................................                                1,720.00              860.00
                                          1.17(a)(5) .....................................      Extension for response within fifth month .........................................                             2,340.00            1,170.00
                                          1.17(m) .........................................     Petition to revive--unintentionally abandoned application ...............                                       1,480.00              740.00
                                          1.18(a) ..........................................    Issue fee--utility application .............................................................                    1,480.00              740.00
                                          1.18(b) ..........................................    Issue fee--design application ...........................................................                         530.00              265.00
                                          1.18(c) ..........................................    Issue fee--plant application ..............................................................                       710.00              355.00
                                          1.20(e) ..........................................    Maintenance fee--due at 3.5 years ..................................................                            1,020.00              510.00
                                          1.20(f) ...........................................   Maintenance fee--due at 7.5 years ..................................................                            2,320.00            1,160.00
                                          1.20(g) ..........................................    Maintenance fee--due at 11.5 years ................................................                             3,580.00            1,790.00
                                          1.492(a)(1) ...................................       IPEA--U.S. ........................................................................................               810.00              405.00
                                          1.492(a)(2) ...................................       ISA--U.S. ..........................................................................................              850.00              425.00
                                          1.492(a)(3) ...................................       USPTO not ISA or IPEA ...................................................................                       1,200.00              600.00
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                                          1.492(a)(5) ...................................       Filing with EPO or JPO search report ..............................................                             1,030.00              515.00
                                          1.492(b) ........................................     Independent claims in excess of three .............................................                                94.00               47.00
                                          1.492(d) ........................................     Multiple dependent claim ..................................................................                       330.00              165.00
                                          41.20(b)(1) ...................................       Notice of appeal ................................................................................                 370.00              185.00
                                          41.20(b)(2) ...................................       Brief in support of an appeal ............................................................                        370.00              185.00



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                                          47536                Federal Register / Vol. 73, No. 158 / Thursday, August 14, 2008 / Rules and Regulations

                                                                                                                            TABLE 1--Continued
                                                                                                                                                                                             Alternative fee    Alternative fee
                                                        37 CFR Sec.                                                                    Fee                                                       amount             amount
                                                                                                                                                                                           (non-small entity)    (small entity)

                                          41.20(b)(3) ...................................   Request for oral hearing ...................................................................              330.00              165.00



                                             Response to Comments: As discussed                              increase in the price of products and                               database system, which tracks
                                          previously, the Office published a                                 services. The lack of proper funding for                            information on each patent application
                                          notice proposing to adjust the patent                              effective Office operations would result                            submitted to the Office.
                                          fees charged under 35 U.S.C. 41(a), (b),                           in a significant increase in patent                                    Unlike the SBA small business size
                                          and (d)(1) for fiscal year 2009 to reflect                         pendency levels.                                                    standards set forth in 13 CFR 121.201,
                                          fluctuations in the CPI. See Revision of                              2. Succinct statement of the objectives
                                                                                                                                                                                 this size standard is not industry-
                                          Patent Fees for Fiscal Year 2009, 73 FR                            of, and legal basis for, the final rule: The
                                                                                                                                                                                 specific. Specifically, the Office's
                                          31655 et seq., 1331­4 Off. Gaz. Pat.                               objective of the change is to adjust
                                                                                                                                                                                 definition of small business concern for
                                          Office 97 et seq. The Office received one                          patent fees set under 35 U.S.C. 41(a) and
                                                                                                                                                                                 Regulatory Flexibility Act purposes is a
                                          comment (from an individual) in                                    (b) to recover the higher costs of Office
                                                                                                                                                                                 business or other concern that: (1) Meets
                                          response to this notice. The comment                               operations. Patent fees are set by or
                                                                                                                                                                                 the SBA's definition of a ``business
                                          stated that small entity fees should not                           under the authority provided in 35
                                                                                                                                                                                 concern or concern'' set forth in 13 CFR
                                          be increased, but rather should be                                 U.S.C. 41, 119, 120, 132(b), 156, 157(a),
                                          reduced.                                                                                                                               121.105; and (2) meets the size
                                                                                                             255, 302, 311, 376, section 532(a)(2) of
                                             The small entity reduction amounts                              the URAA, and 4506 of the AIPA. 35                                  standards set forth in 13 CFR 121.802
                                          are provided by 35 U.S.C. 41(h)(1) (``fees                         U.S.C. 41(f) provides that fees                                     for the purpose of paying reduced
                                          charged under [35 U.S.C. 41](a), (b) and                           established under 35 U.S.C. 41(a) and                               patent fees, namely an entity: (a) Whose
                                          (d)(1) shall be reduced by 50 percent                              (b) may be adjusted every year to reflect                           number of employees, including
                                          with respect to their application to any                           fluctuations in the CPI over the previous                           affiliates, does not exceed 500 persons;
                                          small business concern as defined under                            twelve months.                                                      and (b) which has not assigned, granted,
                                          section 3 of the Small Business Act, and                              3. Description and estimate of the                               conveyed, or licensed (and is under no
                                          to any independent inventor or                                     number of affected small entities: The                              obligation to do so) any rights in the
                                          nonprofit organization as defined in                               Small Business Administration (SBA)                                 invention to any person who made it
                                          regulations issued by the Director'') and                          small business size standards applicable                            and could not be classified as an
                                          41(h)(3) (``[t]he fee charged under [35                            to most analyses conducted to comply                                independent inventor, or to any concern
                                          U.S.C. 41](a)(l)(A) shall be reduced by                            with the Regulatory Flexibility Act are                             which would not qualify as a non-profit
                                          75 percent with respect to its                                     set forth in 13 CFR 121.201. These                                  organization or a small business concern
                                          application to any entity to which [35                             regulations generally define small                                  under this definition. See Business Size
                                          U.S.C. 41(h)(1)] applies, if the                                   businesses as those with fewer than a                               Standard for Purposes of United States
                                          application is filed by electronic means                           maximum number of employees or less                                 Patent and Trademark Office Regulatory
                                          as prescribed by the Director''). The                              than a specified level of annual receipts                           Flexibility Analysis for Patent-Related
                                          Office has no authority to change                                  for the entity's industrial sector or North                         Regulations, 71 FR at 67112, 1313 Off.
                                          (increase or reduce) the percentage by                             American Industry Classification                                    Gaz. Pat. Office at 63.
                                          which the patent fees charged under 35                             System (NAICS) code. The Office,                                       The changes in this final rule will
                                          U.S.C. 41(a), (b), and (d)(1) are reduced                          however, has formally adopted an                                    apply to any small entity that files a
                                          for small entities. The Office also has no                         alternate size standard as the size                                 patent application, or has a pending
                                          authority to adjust the patent fee                                 standard for the purpose of conducting                              patent application or unexpired patent.
                                          amounts specified in [35 U.S.C. 41](a),                            an analysis or making a certification                               The changes in this rule specifically
                                          (b) and (d)(1) to reflect fluctuations in                          under the Regulatory Flexibility Act for                            apply when an applicant or patentee
                                          the CPI (which is necessary to recover                             patent-related regulations. See Business                            pays an application filing or national
                                          the higher costs associated with doing                             Size Standard for Purposes of United                                stage entry fee, search fee, examination
                                          business) only with respect to non-small                           States Patent and Trademark Office                                  fee, excess or multiple dependent claim
                                          entities.                                                          Regulatory Flexibility Analysis for                                 fee, application size fee, extension of
                                          Rulemaking Considerations                                          Patent-Related Regulations, 71 FR                                   time fee, notice of appeal fee, appeal
                                                                                                             67109 (Nov. 20, 2006), 1313 Off. Gaz.                               brief fee, request for an oral hearing fee,
                                          A. Final Regulatory Flexibility Analysis                           Pat. Office 60 (Dec. 12, 2006). This                                disclaimer fee, petition to revive fee,
                                            1. Description of the reasons that                               alternate small business size standard is                           issue fee, or patent maintenance fee.
                                          action by the Office is being considered:                          the previously established size standard                            The following table (Table 2) indicates
                                          The Office is adjusting the patent fees                            that identifies the criteria entities must                          the applicable fee, the number of small
                                          set under 35 U.S.C. 41(a) and (b) to                               meet to be entitled to pay reduced                                  entity payments of the fee received by
                                          ensure proper funding for effective                                patent fees. See 13 CFR 121.802. If                                 the Office in fiscal year 2007 (number of
                                          Office operations. The patent fee CPI                              patent applicants identify themselves on                            small entities who paid the applicable
                                          adjustment is a routine adjustment that                            the patent application as qualifying for                            fee in fiscal year 2007), the current
                                          has generally occurred on an annual                                reduced patent fees, the Office captures                            small entity fee amount, the new small
                                          basis to recover the higher costs of the                           this data in the Patent Application                                 entity fee amount, and the net amount
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                                          Office's operations that occur due to the                          Location and Monitoring (PALM)                                      of the small entity fee adjustment.




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                                                                 Federal Register / Vol. 73, No. 158 / Thursday, August 14, 2008 / Rules and Regulations                                                          47537

                                                                                                                                             TABLE 2
                                                                                                                                          Fiscal year 2007          Former fee           Adjusted fee
                                                                                     Fee                                                     small entity                                                  Fee adjustment
                                                                                                                                                                     amount                amount
                                                                                                                                              payments

                                          Basic filing fee--utility application--electronic filing ................                                   41,519                 75.00                82.00               7.00
                                          Basic filing fee--utility application (on or after December 8,
                                             2004) ....................................................................................               45,832                155.00               165.00              10.00
                                          Basic filing fee--utility application (before December 8, 2004)                                                 66                405.00               425.00              20.00
                                          Basic filing fee--design application (on or after December 8,
                                             2004) ....................................................................................               12,846                105.00               110.00               5.00
                                          Basic filing fee--design application (before December 8,
                                             2004) ....................................................................................                   11                180.00               190.00              10.00
                                          Basic filing fee--plant application (on or after December 8,
                                             2004) ....................................................................................                  327                105.00               110.00               5.00
                                          Basic filing fee--plant application (before December 8, 2004)                                                    0                285.00               300.00              15.00
                                          Basic filing fee--provisional application ..................................                                83,712                105.00               110.00               5.00
                                          Basic filing fee--reissue application (on or after December 8,
                                             2004) ....................................................................................                  181                155.00               165.00              10.00
                                          Basic filing fee--reissue application (before December 8,
                                             2004) ....................................................................................                    1                405.00               425.00              20.00
                                          Independent claims in excess of three ....................................                                  26,418                105.00               110.00               5.00
                                          Claims in excess of 20 ............................................................                         41,100                 25.00                26.00               1.00
                                          Multiple dependent claim .........................................................                           2,503                185.00               195.00              10.00
                                          Search fee--utility application (on or after December 8,
                                             2004) ....................................................................................               86,469                255.00               270.00              15.00
                                          Search fee--plant application (on or after December 8,
                                             2004) ....................................................................................                  326                155.00               165.00              10.00
                                          Search fee--reissue application (on or after December 8,
                                             2004) ....................................................................................                  180                255.00               270.00              15.00
                                          Examination fee--utility application (on or after December 8,
                                             2004) ....................................................................................               86,658                105.00               110.00               5.00
                                          Examination fee--design application (on or after December
                                             8, 2004) ................................................................................                12,615                 65.00                70.00               5.00
                                          Examination fee--plant application (on or after December 8,
                                             2004) ....................................................................................                  327                 80.00                85.00               5.00
                                          Examination fee--reissue application (on or after December
                                             8, 2004) ................................................................................                   191                310.00                325.00             15.00
                                          Application size fee greater than 100 pages ...........................                                      5,469                130.00                135.00              5.00
                                          Extension for response within first month ...............................                                   30,722                 60.00                 65.00              5.00
                                          Extension for response within second month .........................                                        17,339                230.00                245.00             15.00
                                          Extension for response within third month ..............................                                    23,818                525.00                555.00             30.00
                                          Extension for response within fourth month ............................                                      2,277                820.00                865.00             45.00
                                          Extension for response within fifth month ...............................                                    2,700              1,115.00              1,175.00             60.00
                                          Petition to revive--unavoidably abandoned application ..........                                               174                255.00                270.00             15.00
                                          Petition to revive--unintentionally abandoned application ......                                             3,271                770.00                810.00             40.00
                                          Issue fee--utility application ....................................................                         33,718                720.00                755.00             35.00
                                          Issue fee--design application ..................................................                            10,398                410.00                430.00             20.00
                                          Issue fee--plant application ....................................................                              298                565.00                595.00             30.00
                                          Reexamination independent claims in excess of three ...........                                                 37                105.00                110.00              5.00
                                          Reexamination claims in excess of 20 ....................................                                       45                 25.00                 26.00              1.00
                                          Statutory disclaimer .................................................................                       6,248                 65.00                 70.00              5.00
                                          Maintenance fee--due at 3.5 years ........................................                                  32,577                465.00                490.00             25.00
                                          Maintenance fee--due at 7.5 years ........................................                                  20,981              1,180.00              1,240.00             60.00
                                          Maintenance fee--due at 11.5 years ......................................                                    8,130              1,955.00              2,055.00            100.00
                                          Filing of PCT application--USPTO ISA--national stage ........                                               11,807                155.00                165.00             10.00
                                          National stage search fee--search report to USPTO .............                                              8,440                205.00                215.00             10.00
                                          National stage search fee--all other situations .......................                                      1,029                255.00                270.00             15.00
                                          National stage examination fee--all other situations ..............                                         11,262                105.00                110.00              5.00
                                          Independent claims in excess of three ....................................                                   3,272                105.00                110.00              5.00
                                          Claims in excess of 20 ............................................................                          5,913                 25.00                 26.00              1.00
                                          Multiple dependent claim .........................................................                           1,178                185.00                195.00             10.00
                                          Application size fee greater than 100 pages ...........................                                        573                130.00                135.00              5.00
                                          Notice of appeal .......................................................................                     5,978                255.00                270.00             15.00
                                          Brief in support of an appeal ...................................................                            2,640                255.00                270.00             15.00
                                          Request for oral hearing ..........................................................                            233                515.00                540.00             25.00



                                            The Office has also been advised that                                   States Patent and Trademark Office                        considered all other entities paying
rfrederick on PROD1PC67 with RULES




                                          a number of small entity applicants and                                   Regulatory Flexibility Analysis for                       patent fees as well. The following table
                                          patentees do not claim small entity                                       Patent-Related Regulations, 71 FR at                      (Table 3) indicates the applicable fee,
                                          status for various reasons. See Business                                  67110, 1313 Off. Gaz. Pat. Office at 61.                  the number of non-small entity
                                          Size Standard for Purposes of United                                      Therefore, the Office has also                            payments of the fee received by the



                                     VerDate Aug2005         14:45 Aug 13, 2008         Jkt 214001      PO 00000        Frm 00015     Fmt 4700   Sfmt 4700   E:\FR\FM\14AUR1.SGM   14AUR1
                                          47538                  Federal Register / Vol. 73, No. 158 / Thursday, August 14, 2008 / Rules and Regulations

                                          Office in fiscal year 2007 (number of                                     current non-small entity fee amount, the                  and the net amount of the non-small
                                          non-small entities who paid the                                           revised non-small entity fee amount,                      entity fee adjustment.
                                          applicable fee in fiscal year 2007), the

                                                                                                                                             TABLE 3
                                                                                                                                          Fiscal year 2007          Former fee           Adjusted fee
                                                                                     Fee                                                  non-small entity                                                 Fee adjustment
                                                                                                                                                                     amount                amount
                                                                                                                                             payments

                                          Basic filing fee--utility application (on or after December 8,
                                             2004) ....................................................................................              209,577                310.00               330.00              20.00
                                          Basic filing fee--utility application (before December 8, 2004)                                                311                810.00               850.00              40.00
                                          Basic filing fee--design application (on or after December 8,
                                             2004) ....................................................................................               13,400                210.00               220.00              10.00
                                          Basic filing fee--design application (before December 8,
                                             2004) ....................................................................................                   72                360.00               380.00              20.00
                                          Basic filing fee--plant application (on or after December 8,
                                             2004) ....................................................................................                  680                210.00               220.00              10.00
                                          Basic filing fee--plant application (before December 8, 2004)                                                    0                570.00               600.00              30.00
                                          Basic filing fee--provisional application ..................................                                47,925                210.00               220.00              10.00
                                          Basic filing fee--reissue application (on or after December 8,
                                             2004) ....................................................................................                  689                310.00               330.00              20.00
                                          Basic filing fee--reissue application (before December 8,
                                             2004) ....................................................................................                    1                810.00               850.00              40.00
                                          Independent claims in excess of three ....................................                                  77,135                210.00               220.00              10.00
                                          Claims in excess of 20 ............................................................                        102,973                 50.00                52.00               2.00
                                          Multiple dependent claim .........................................................                           5,944                370.00               390.00              20.00
                                          Search fee--utility application (on or after December 8,
                                             2004) ....................................................................................              209,135                510.00               540.00              30.00
                                          Search fee--plant application (on or after December 8,
                                             2004) ....................................................................................                  681                310.00               330.00              20.00
                                          Search fee--reissue application (on or after December 8,
                                             2004) ....................................................................................                  688                510.00               540.00              30.00
                                          Examination fee--utility application (on or after December 8,
                                             2004) ...........................................