Information about http://edocket.access.gpo.gov/cfr_2006/janqtr/pdf/5cfr430.101.pdf

Office of Personnel Management …

Tags: 3 years, 4 months, agency positions, appointment, appointments, candidate development program, executive service, full time service, mentor, office of personnel, office of personnel management, time position,
Pages: 2
Language: english
Created: Thu Mar 9 16:56:07 2006
Display cached document
Page 1
image
Page 2
image
                                Office of Personnel Management                                                                       Pt. 430

                                must be of significantly longer dura-                        (b) Requirements. (1) Candidates must
                                tion than 80 hours.                                       be appointed using the Schedule B au-
                                  (2) There are developmental assign-                     thority authorized by § 213.3202(j) of
                                ments that total at least 4 months of                     this chapter. The appointment may not
                                full-time service outside the can-                        exceed or be extended beyond 3 years.
                                didate's position of record. The purpose                     (2) Assignments must be to a full-
                                of the assignments is to broaden the                      time position created for develop-
                                candidate's experience and/or increase                    mental purposes connected with the
                                knowledge of the overall functioning of                   SES candidate development program.
                                the agency so that the candidate is pre-                  Candidates serving under Schedule B
                                pared for a range of agency positions.                    appointment may not be used to fill an
                                  (3) There is a member of the Senior                     agency's regular positions on a con-
                                Executive Service as a mentor.                            tinuing basis.
                                  (f) Each candidate's performance in                        (3) Schedule B appointments must be
                                the program is evaluated periodically,                    made in the same manner as merit
                                and there is a written policy for dis-                    staffing requirements prescribed for
                                continuing a candidate's participation                    the SES, except that each agency shall
                                in the program. A candidate can be dis-                   follow the principle of veteran pref-
                                continued or may withdraw from the                        erence as far as administratively fea-
                                program without prejudice to his or                       sible. Positions filled through this au-
                                her ability to apply directly for SES                     thority        are     excluded    under
                                positions.                                                § 302.101(c)(6) of this chapter from the
                                                                                          appointment procedures of part 302.
                                  (g) Each candidate has a documented
                                starting and finishing date in the pro-
                                gram.                                                           PART 430--PERFORMANCE
                                                                                                     MANAGEMENT
                                Subpart B--Senior Executive Serv-                           Subpart A--Performance Management
                                   ice Status and Nonstatus Can-
                                   didate    Development     Pro-                         Sec.
                                                                                          430.101     Authority.
                                   grams                                                  430.102     Performance management.
                                § 412.201     Purpose.                                    Subpart B--Performance Appraisal for
                                  Section 3393 of title 5, United States                     General Schedule, Prevailing Rate,
                                Code, requires that career appointees                        and Certain Other Employees
                                to the SES be recruited either from all
                                                                                          430.201 General.
                                groups of qualified individuals within                    430.202 Coverage.
                                the civil service, or from all groups of                  430.203 Definitions.
                                qualified individuals whether or not                      430.204 Agency performance appraisal sys-
                                within the civil service. This subpart                        tem(s).
                                sets forth regulations establishing two                   430.205 Agency performance appraisal pro-
                                types of SES candidate development                            gram(s).
                                programs, ``status'' and ``non-status.''                  430.206 Planning performance.
                                                                                          430.207 Monitoring performance.
                                                                                          430.208 Rating performance.
                                § 412.202     ``Status'' programs.
                                                                                          430.209 Agency responsibilities.
                                   Only employee serving under career                     430.210 OPM responsibilities.
                                appointments, or under career-type ap-
                                pointments as defined in § 317.304(a)(2)                   Subpart C--Managing Senior Executive
                                of this chapter, may participate in                                    Performance
                                ``status'' candidate development pro-                     430.301 General.
                                grams.                                                    430.302 Coverage.
                                                                                          430.303 Definitions.
                                § 412.203     ``Non-status'' programs.                    430.304 SES performance management sys-
                                                                                              tems.
                                  (a) Eligibility. Candidates are from
                                                                                          430.305 Planning and communicating per-
                                outside    Government     and/or  from                        formance.
                                among employees serving on other                          430.306 Monitoring performance.
                                than career or career-type appoint-                       430.307 Appraising performance.
                                ments within the civil service.                           430.308 Rating performance.

                                                                                     315



VerDate Aug2005   00:26 Feb 07, 2006   Jkt 208008   PO 00000   Frm 00325   Fmt 8010   Sfmt 8010    Y:\SGML\208008.XXX   208008
                                § 430.101                                                                5 CFR Ch. I (1­1­06 Edition)
                                430.309    Using performance results.                     Subpart    B--Performance   Ap-
                                430.310    Performance Review Boards (PRBs).
                                430.311    Training and evaluation.
                                                                                             praisal for General Schedule,
                                430.312    OPM review of agency systems.                     Prevailing Rate, and Certain
                                                                                             Other Employees
                                     Subpart D--Performance Appraisal
                                       Certification for Pay Purposes                       SOURCE: 60 FR 43943, Aug. 23, 1995, unless
                                                                                          otherwise noted.
                                430.401 Purpose.
                                430.402 Definitions.                                      § 430.201    General.
                                430.403 System certification.
                                430.404 Certification criteria.                             (a) Statutory authority. Chapter 43 of
                                430.405 Procedures for certifying agency ap-              title 5, United States Code, provides for
                                    praisal systems.                                      the establishment of agency perform-
                                                                                          ance appraisal systems and requires
                                  AUTHORITY: 5 U.S.C. chapter 43 and 5307(d).
                                                                                          the Office of Personnel Management
                                                                                          (OPM) to prescribe regulations gov-
                                          Subpart A--Performance                          erning such systems. The regulations
                                              Management                                  in this subpart in combination with
                                                                                          statute set forth the requirements for
                                  SOURCE: 60 FR 43943, Aug. 23, 1995, unless              agency performance appraisal sys-
                                otherwise noted.                                          tem(s) and program(s) for employees
                                                                                          covered by subchapter I of chapter 43.
                                § 430.101     Authority.                                    (b) Savings provision. The perform-
                                  Chapter 43 of title 5, United States                    ance appraisal system portion of an
                                Code, provides for the performance ap-                    agency's Performance Management
                                praisal of Federal employees. This sub-                   Plan approved by OPM as of September
                                part supplements and implements this                      22, 1995 shall constitute an approved
                                portion of the law.                                       performance appraisal system under
                                                                                          the regulations in this subpart until
                                § 430.102     Performance management.                     such time changes to the system are
                                                                                          approved. No provision of the regula-
                                  (a) Performance management is the                       tions in this subpart shall be applied in
                                systematic process by which an agency                     such a way as to affect any administra-
                                involves its employees, as individuals                    tive proceeding related to any action
                                and members of a group, in improving                      taken under regulations in this chapter
                                organizational effectiveness in the ac-                   pending on September 22, 1995.
                                complishment of agency mission and                          (c) Equivalent ratings of record. (1) If
                                goals.                                                    an agency has administratively adopt-
                                  (b) Performance management inte-                        ed and applied the procedures of this
                                grates the processes an agency uses                       subpart to evaluate the performance of
                                to--                                                      its employees, the ratings of record re-
                                  (1) Communicate and clarify organi-                     sulting from that evaluation are con-
                                zational goals to employees;                              sidered ratings of record for reduction
                                  (2) Identify individual and, where ap-                  in force purposes.
                                plicable, team accountability for ac-                       (2) Other performance evaluations
                                complishing organizational goals;                         given while an employee is not covered
                                  (3) Identify and address develop-                       by the provisions of this subpart are
                                mental needs for individuals and,                         considered ratings of record for reduc-
                                where applicable, teams;                                  tion in force purposes when the per-
                                  (4) Assess and improve individual,                      formance evaluation--
                                team, and organizational performance;                       (i) Was issued as an officially des-
                                  (5) Use appropriate measures of per-                    ignated evaluation under the employ-
                                formance as the basis for recognizing                     ing agency's performance evaluation
                                and rewarding accomplishments; and                        system,
                                  (6) Use the results of performance ap-                    (ii) Was derived from the appraisal of
                                                                                          performance against expectations that
                                praisal as a basis for appropriate per-
                                                                                          are established and communicated in
                                sonnel actions.
                                                                                          advance and are work related, and

                                                                                     316



VerDate Aug2005   00:26 Feb 07, 2006   Jkt 208008   PO 00000   Frm 00326   Fmt 8010   Sfmt 8010   Y:\SGML\208008.XXX   208008