Selected Publications Data Envelopment Analysis Banker RD, Charnes A…

Selected Publications

Data Envelopment Analysis

Banker RD, Charnes A., and Cooper WW. 1984. Some Models for Estimating Technical and Scale
   Inefficiencies in Data Envelopment Analysis, Management Science (1984), 30(9):1078-1092.

Chambers RG, Chung Y, Fre R. 1996. Benefit and Distance Functions, Journal of Economic Theory
   70, 407-419.

Charnes A., Cooper WW, Lewin AY, Seiford LM. 1994. Data Envelopment Analysis: theory,
    Methodology and Applications. Boston: Kluwer Academic Publishers.

Charnes A, Cooper WW, Rhodes E. 1978. Measuring Efficiency of Decision-making Units,
    European Journal of Operational Research 2, 429-444.

Chung YH. 1996. Directional Distance Functions and Undesirable Outputs, Ph.D. Dissertation,
   Southern Illinois University.

Chung YH, Fre R, Grosskopf S. 1997. Productivity and Undesirable Outputs: A Directional
   Distance Function Approach, Journal of Environmental Management 51, 229-240.

Coelli TJ. 1996. A Guide to DEAP Version 2.1: A Data Envelopment Analysis (Computer Program).
    Working Paper 96/07. Department of Economics, University of New England, Armidale,
    Australia.

Cooper WM, Seiford LM, Tone K. 2006. Introduction to Data Envelopment Analysis and Its Uses:
   With DEA-Solver Software and References. New York: Spring Science+Business Media, Inc.

Fre R, Grosskopf S, Lovell CAK. 1985. The Measurement of Efficiency of Production. Boston:
   Kluwer-Nijhoff.

Fre R, Grosskopf S, Lovell CAK. 1994. Production Frontiers. Cambridge: Cambridge University
   Press.

Fre R, Lovell CAK. 1978. Measuring the Technical Efficiency of Production, Journal of Economic
   Theory 19:1 (October), 150-162.

Fre R, Grosskopf S. 2004a. New Directions: Efficiency and Productivity. Massachusetts: Kluwer
   Academic Publishers.

Gstach D. 1998. Another Approach to Data Envelopment Analysis in Noisy Environments: DEA+,
    Journal of Productivity Analysis 9:2 (March), 161-176.

Johansen L. 1968. Production Functions and the Concept of Capacity. in Recherches recentes sur la
    fonction de production. Namur: Centre d'Etudes et de la Recherche Universitaire de Namur.

Koopmans, TC. 1951. An Analysis of Production as an Efficient Combination of Activities, in T.C.
   Koopmans (Ed.), Activity Analysis of Production and Allocation, Cowles Commission for
   Research in Economics, Monograph No. 13. New York: Wiley.

Ray SC. 2004. Data Envelopment Analysis: Theory and Techniques for Economics and Operations
    Research, Cambridge: Cambridge University Press.
Stochastic Production Frontier

Aigner D, Lovell CAK, Schmidt P. 1977. Formulation and Estimation of Stochastic Frontier
    Production Function Models, Journal of Econometrics 6:1, 21-37.

Atkinson SE, Färe R, Primont D. 2003. Stochastic Estimation of Firm Inefficiency Using Distance
    Functions, Southern Economic Journal 69:3, 596-611.

Felthoven RG, Morrison-Paul CJ. 2004. Multi-Output, Nonfrontier Primal Measures of Capacity and
    Capacity Utilization, American Journal of Agricultural Economics 86:3 (August), 616-633.

Kumbhakar SB, Lovell CAK. 2000. Stochastic Frontier Analysis. Cambridge: Cambridge University
   Press.


Fisheries

Alverson DL, Freeburg MH, Pope JG, Murawski SA. 1994 A Global Assessment of Fisheries
    Bycatch and Discards. FAO Fisheries Technical Paper. No. 339. Food and Agricultural
    Organization of the United Nations, Rome, Italy. 223p.

[FAO] Food and Agriculture Organization. 1995. Code of Conduct for Responsible Fisheries. Rome:
   Food and Agriculture Organization.

[FAO] Food and Agriculture Organization. 1999. International Plan of Action on the Measurement of
   Fishing Capacity. Rome: Food and Agriculture Organization.

Fre R, Kirkley JE, Walden J. 2006. Adjusting Technical Efficiency to Reflect Discarding: The Case
   of the U.S. Georges Bank Multi-species Otter Trawl Fishery, Fisheries Research 78, 257-263.

Grafton Q, Kirkley J, Kompas T, Squires D. 2006. Economics for Fisheries Management. Aldershot:
    Ashgate Publishing Company.

Huang H, Leung PS. 2006. Modeling Protected Species as an Undesirable Output: The Case of Sea
   Turtle Interactions in Hawaii's Longline Fishery, Journal of Environmental Management (In
   Press)

Kelleher K. 2005. Discards in the World's marine Fisheries: An Update. FAO Fisheries Technical
    Paper No. 470. Food and Agricultural Organization of the United Nations, Rome, Italy, 131 pp.

Kirkley JE, Squires DE. 1999. Measuring Capacity and Capacity Utilization in Fisheries. In
    Greboval, D. (Ed.) Managing fishing Capacity: Selected Papers on Underlying Concepts and
    Issues. FAO Fisheries Technical paper No. 386, Food and Agricultural Organization of the
    United Nations, Rome, Italy.

Kirkley JE, Morrison-Paul CJ, Squires DE. 2002. Capacity and Capacity Utilization in Common Pool
    Resource Industries, Journal of Environmental and Resource Economics 22:1/2 (June), 71-97.

Kirkley JE, Morrison-Paul CJ, Squires DE. 2004. Deterministic and Stochastic Estimation for Fishery
    Capacity Reduction, Marine Resource Economics 19, 271-294.

Kirkley, JE, Walden, JB, Walters, J. 2004. Buyback Programs: Goals, Objectives and Industry
Restructuring in Fisheries. Southern Journal of Agricultural Economics, 36(2):333-345..
Pascoe S, Kirkley JE, Grboval D, Morrison-Paul C. 2004. Measuring and Assessing Capacity in
    fisheries: 2. Issues and Methods. FAO Fisheries Technical Paper No. 433/2. Rome: Food and
    Agriculture Organization.

Scott T, Kirkley JE, Rinaldo R, Squires D. 2006. Assessing Capacity in the U.S. Northwest Atlantic,
    Pelagic, Longline Fishery for Highly Migratory Species with Undesirable Outputs, In
    Methodological Workshop on the Management of Tuna Fishing Capacity, (In Press), Rome:
    Food and Agriculture Organization.

Walden, JB. 2006. Estimating Vessel Efficiency Using a Bootstrapped Data Envelopment Analysis
Model. Marine Resource Economics, 21(2), July 2006.

Walden, JB, Kirkley, J, Kitts, A. 2003. A Limited Economic Assessment of the Northeast Groundfish
Fishery Buyout Program. Land Economics, August 2003.

Others

Afriat SN. 1972. Efficiency Estimation of Production Functions, International Economic Review
13:3 (October), 568-598.

Berndt ER, Fuss MA. 1986. Productivity Measurement with Adjustments for Variations in Capacity
    Utilization and Other Forms of Temporary Equilibrium, Journal of Econometrics 33:1/2
    (October/November), 7-29.

Berndt ER, Fuss MA. 1989. Economic Capacity utilization and Productivity measurement for
    Multiproduct Firms with Multiple Quasi-fixed Inputs. National Bureau of Economic Research
    Working Paper No. 2932. Cambridge: National Bureau of Economic Research.

Berndt ER, Morrison C. 1981. Capacity Utilization Measures: Underlying Economic Theory and An
    Alternative Approach, American Economic Review 71, 48-52.

Caves DW, Christensen LR, Diewert WE. 1982a. Multilateral Comparisons of Outputs, Input and
   Productivity Using Superlative Index Numbers, Economic Journal 92, 73-86.

Caves DW, Christensen LR, Diewert WE. 1982b The Economic Theory of Index Numbers and the
   Measurement of Input, output and Productivity, Econometrica 50, 1393-14

Coelli TJ, Perelman S. 2000. Technical Efficiency of European Railways: A Distance Function
    Approach, Applied Economics 32, 1967-1976,

Coggins JS, Swinton JR. 1996. The Price of Pollution: A Dual Approach to Valuing SO2
   Allowances, Journal of Environmental Economics and Management 30, 58-72.

Corbo V, de Melo J. 1986. Measuring Technical Efficiency: A Comparison of Alternative
    Methodologies with Census Data, in A. Dogramaci (Ed.) Measurement Issues and Behavior of
    Productivity Variables. Boston: Kluwer-Nijhoff Publishing.

Debreu G. 1951. The Coefficient of Resource Utilization, Econometrica 19:3 (July), 273-292.

Ethridge D. 1973. The Inclusion of Wastes in the Theory of the Firm, The Journal of Political
    Economy 81:6 (November/December), 1430-1441.

Fre R. 1984. On the Existence of Plant Capacity, International Economic Review 25:1 (February),
   209-213.
Fre R, Grosskopf S. 2000. Theory and Application of Directional Distance Functions, Journal of
   Productivity Analysis 13, 93-103.

Fre R, Grosskopf S, Kokkelenberg E. 1989b. Measuring Plant Capacity, Utilization, and Technical
   Change: A Nonparametric Approach, International Economic Review 30:3 (August), 655-666.

Fre R, Grosskopf S, Lovell CAK, Pasurka C. 1989a. Multilateral Productivity Comparisons When
   Some Outputs are Undesirable: A Non-Parametric Approach, Review of Economics and
   Statistics 71:1 (February), 90-8.

Fre R, Grosskopf S, Lovell CAK, Yaisawarng S. 1993. Derivation of Virtual prices for
   Undesirable Outputs: A Distance Function Approach, Review of Economics and Statistics 75:2
   (May), 374-380.

Fre R, Grosskopf S, Noh DW, Weber W. 2005. Characteristics of a polluting technology: theory
   and practice, Journal of Econometrics 126:2 (June), 469-492.

Farrell MJ. 1957. The Measurement of Technical Efficiency, Journal of the Royal Statistical Society
    Series A, General, 120, 253-281.

Jahanshahloo GR, Lotfi FH, Shoja N, Tohidi G, Razavyan S. 2005. Undesirable Inputs and Outputs
    in DEA Models, Applied Mathematics and Computation 169, 917-925.

Klein LR. 1960. Some theoretical issues in the Measurement of Capacity, Econometrica 28, 272-
    286.

Klein LR, Long V. 1973. Capacity Utilization: Concepts, Measurement, and Recent Estimates,
    Brookings papers on Economic Activity 3, 743-756.

Lee JD, Park JB, Kim TY. 2002. Estimation of the Shadown Prices of Pollutants with
    Production/Environment Inefficiency Taken Into Account: A Nonparametric Directional
    Distance Function Approach, Journal of Environmental Management 64, 365-375.

Luenberger DG. 1992. Benefit Functions and Duality, Journal of Mathematical Economics 21, 461-
   481.

Meeusen W, van den Broeck J. 1977. Efficiency Estimation from Cobb-Douglas Production
   Functions with Composed Error, International Economic Review 18:2 (June), 435-444.

Morrisson CJ. 1985a. Primal and Dual Capacity Utilization: An Application to Productivity
   Measurement in the U.S. Automobile Industry, Journal of Business and Economic Studies 3:4
   (October), 312-324.

Morrison CJ. 1985b. On the Economic Interpretation and Measurement of Optimal Capacity
   Utilization with Anticipatory Expectations, Review of Economic Studies 52, 295-310.

Morrison CJ. 1986. Productivity Measurement with Nonstatic Expectations and Varying Capacity
   Utilization: An Integrated Approach, Journal of Econometrics 33:1/2 (October/November), 51-
   74.

Pittman RW. 1983. Multilateral Productivity Comparisons with Undesirable Outputs, The Economic
     Journal 93:372 (December), 883-891.

Russell R. 1985. Measures of Technical Efficiency, Journal of Economic Theory 3535, 109-126.
Seiford LM, Zhu J. 2002. Modeling Undesirable Factors in Efficiency Evaluation, European Journal
    of Operational Research 142, 16-20.

Shephard RW. 1953. Cost and Production Functions. Princeton: Princeton University Press.

Shephard, RW 1970. Theory of Cost and Production Functions. Princeton: Princeton University
    Press.

Simar L, Wilson P. 2000. Statistical Inference in Nonparametric Frontier Models: The State of the
   Art, Journal of Productivity Analysis 13, 49-78.

Winsten CB. 1957. Discussion on Mr. Farrell's Paper, Journal of the Royal Statistical Society Series
   A, General, 120 Part 3, 282-284.

Zhou P, Ang BW, Poh KL. 2006. Measuring Environmental Performance Under Different
   Environmental DEA Technologies, Energy Economics (In Press).

Zhu J. 2003. Quantitative Models for Performance Evaluation and Benchmarking: Data
    Envelopment Analysis with Spreadsheets and DEA Excel Solver. New York: Springer
    Science+Business Media, Inc.